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Thursday, September 24, 2026The Morning Brief →Sign in
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Ameriprise Financial Services

MINNEAPOLIS, MN
CRD: 6363
In PWD coverage since August 20, 2026 · 9 stories
$660BRegulatory AUMSEC Form ADV · Sep 18
14,056EmployeesForm ADV
-9Talent net · 12 months2 in · 11 out
Regulatory AUM · Aug 21Sep 18
Talent flow · 12 monthsOn the wire →
Net -9 · 2 arrivals · 11 departures
Advisor
Sep 16 · breakaway
Advisor
Jun 30 · team liftout
Arrivals
Jared B. Roskelley
Sep 22 · from Raymond James
Chad Sarsfield
Aug 20 · from Royal Alliance
Departures
Brent Kiley
Sep 22 · to Schwab (custody) / Rise Private Wealth Management
Jared B. Roskelley
Sep 22 · to LPL Financial
Randy G. Doroff
Sep 19 · to Fathom Advisors
Todd Doroff
Sep 19 · to Fathom Advisors
Randy Doroff
Sep 16 · to Fathom Advisors
Chad Sarsfield
Aug 26 · to Osaic Inc.
PWD coverage
The Close

The talent war's next front is inside the recordkeeper

MissionSquare is re-clearing its own sales force while the rest of the industry shops the recruiting market; the internal move is the tell for where the rollover fight goes next.
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