A Daily Network publication

custodian

LPL Financial

FORT MILL, SC

CRD: 6413

In PWD coverage since August 18, 2026 · 16+ stories

$819BRegulatory AUMSEC Form ADV · Aug 15

41,879EmployeesForm ADV

2Deals on our tracker

+2Talent net · 12 months2 in · 0 out

Talent flow · 12 monthsOn the wire →

Net +2 · 2 arrivals · 0 departures

Advisor

Aug 18 · advisor move

Aug 18 · advisor move

Aug 18 · advisor move

Aug 17 · advisor move

Advisor

Aug 17 · advisor move

Aug 14 · advisor move

Arrivals

Anthony "Tony" Conte

Aug 18 · from Cambridge Investment Research

Kristian Forster

Aug 18 · from U.S. Bank

Departures

None tracked.

Deal recordFull tracker →

Aug 16, 26Deal announcedFINNY AI — coverage

Jul 27, 26Deal announced

PWD coverage

exit

A $644M solo practice finds an exit in a $160B aggregator

The sale of Weinand Financial, a one-advisor firm, shows a working exit for sub-$1B practices.

Moves · Aug 19HighWater's $2.4B U.S. Bank team lands on LPL via Quotient

move · Aug 19Clawback verdict: $5.6 million reminder of the cost of leaving

exit · Aug 19Carlyle's $2.8 billion MAI bet re-prices the RIA exit

Moves · Aug 19LPL, Cetera, Raymond James, NewEdge add advisor teams

practice · Aug 19A $40 million book-reassignment suit is a disability-leave warning

Features · Aug 19Wealth's talent war moves to the C-suite

book · Aug 19LPL's RMD estimator brings age-73 rules to the client meeting

Moves · Aug 19Conte Wealth leaves Cambridge for LPL with $1.4 billion

portfolio · Aug 18LPL publishes a money market fund guide for the client cash question

portfolio · Aug 18LPL's CD guide turns cash into a deliberate allocation

practice · Aug 18FINNY prices marketing on a share of the assets it wins

Moves · Aug 18O'Reilly family practice leaves LPL for Osaic with $250 million

Moves · Aug 18LPL recruits $160M Edward Jones advisor Chris Stockton

The Close · Aug 18Trust decides who gets to deploy AI in wealth management

move · Aug 18LPL's road to 90% retention runs through smaller Commonwealth books