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U.S. Securities and Exchange Commission

In PWD coverage since September 17, 2026 · 16+ stories

PWD coverage

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CFP Board sanctions 19 individuals under its Code and Standards

The October 2 notice names one suspended certification and points readers to FINRA and SEC records that may be more current than the board's own listing.

advisor_note · Oct 3Pontera pitches AI trust layer after OpenAI agents probe SEC sites

the_wrap · Oct 1Dune finds equity tokens drive tokenized-asset trading while Treasury funds sit still

regulation · Sep 30SEC notices orders to let CPAs, Series 79 holders buy private offerings

The Close · Sep 29Merrill prices shelf access at up to $1.4 million as Raymond James embeds alternatives

the_wrap · Sep 29Blockchain.com seeks $500 million IPO at $4 billion to $6 billion valuation

portfolio · Sep 28SEC staff reminds funds on private-asset fair value as private credit in registered fund portfolios hits $270 billion

regulation · Sep 25Peirce leaves the SEC as her crypto rulebook is still being written

regulation · Sep 25The SEC's novel-ETF file now holds a four-year loss record

tokenization · Sep 24The tokenized-stock standard will be decided by who owns the register

regulation · Sep 23The bitcoin stockpile bill is a lock, not a purchase program

regulation · Sep 22White House and Treasury hand crypto's rulebook to regulators

regulation · Sep 22a16z asks the SEC to define DEXs out of exchange status

regulation · Sep 21Clarity's defeat hands banks the deposit fight and Dubai a year

the_wrap · Sep 18A five-year experiment built on plumbing, not tokens

policy · Sep 17SEC proposes rescinding Rule 14a-8, sending proxy fights to the states