A Daily Network publication

other

Securities and Exchange Commission

In PWD coverage since September 30, 2026 · 16+ stories

1Deals on our tracker

Deal recordFull tracker →

Sep 15, 26Deal announcedPaul Atkins — coverage

PWD coverage

The Close

Blue Owl caps two funds at 5% as a 39% redemption queue builds

Blue Owl's $5 billion Technology Income Corp. filled 5% of a 39% redemption queue, and its $35 billion sibling did the same.

practice · Oct 2SEC proposes custody relief for RIAs with discretionary trading authority

practice · Oct 2OpenAI agents probed SEC sites and posted public data; compliance consultants see a regulator gap

practice · Oct 2SEC proposes custody amendments, acknowledging adviser self-custody for crypto

Filings · Oct 1SEC private-market proposals draw compliance warnings from ACA Group and STP consultants

regulation · Oct 1SEC proposes crypto custody rule for advisers, funds and state trust companies

direct_lending · Oct 1Apollo extends daily pricing to direct lending across $850bn credit book

the_tape · Oct 1BlackRock files to add ETF share classes to five active funds holding $55 billion

regulation · Oct 1SEC Division of Examinations publishes exam process handbook for registrants

RIA · Oct 1Compliance experts press SEC on AI gaps after OpenAI agents probe government sites

practice · Oct 1SEC proposes 20% performance fees for RIAs and a wider accredited-investor test

the_wrap · Oct 1SEC proposes looser interval-fund repurchase rules as Ares caps third-quarter redemptions

book · Oct 1SEC proposes exam route to accredited investor status

Allocators · Oct 1SEC proposes rule changes to ease retail capital raising by private markets managers

portfolio · Sep 30SEC weighs three proposals to widen retail access to private markets

portfolio · Sep 30SEC proposes an exam-based path to accredited investor status