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Saturday, October 3, 2026The Morning Brief →Sign in
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Paul S. Atkins

In PWD coverage since August 20, 2026 · 10 stories
PWD coverage
Filings

SEC private-market proposals draw compliance warnings from ACA Group and STP consultants

The package would cap performance fees at 20% of a fund's net gains, require findings by a board with an independent majority, and let interval funds offer monthly repurchases.
regulation · Oct 1SEC Division of Examinations publishes exam process handbook for registrants
vehicles · Sep 30SEC proposes performance fees and looser repurchase rules for interval funds
The Close · Sep 30SEC asks whether a CFP or CPA should count as an accredited investor
portfolio · Sep 30SEC proposes performance fees in regulated funds, asks about FINRA accreditation exam
RIA · Sep 30Bruce Markets plans weekend U.S. equity trading, pending regulatory approval
vehicles · Sep 16The SEC's proxy rollback reaches interval funds by inheritance
RIA · Sep 4Pay-to-play repeal trades one rule for patchwork
practice · Sep 3The SEC would scrap the pay-to-play rule. The two-year ban is still law.
portfolio · Aug 20SEC asks FINRA for an accredited-investor exam that tests know-how
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